'But It Wasn't a Formal Complaint ...'
So, yes, encourage complaints. Indeed, you may wish to charge each employee,
at every level, with the responsibility to report harassment.
You want employees coming to you early on when you can still do something
about the problem, rather than wait for the complaint to go to an outside
attorney. At that point, it's often too late to find a quick solution.
Quick Intervention May Avoid Suit
Very often, at the early stages, with an apology and a quick intervention by
HR, a problem can be solved. But if it festers, is repeated, and no action is
taken, corporate loyalty evaporates quickly, replaced by an "I'll show
them" attitude that is not easily turned.
By the way, say experts, you need a good complaint system even if employees do not take
advantage of it. This is because of the so-called "affirmative
defense," which may give employers a safe haven if there was a complaint
system in place and a harassed employee failed to take advantage of it.
The bottom line is that your policies, actions, and training should make it
clear to any outside investigator, court, or jury that you had a system in
place, that the employees knew about it, and that they knew how to access it.
Hallmarks of a Good Complaint System
Here are the keys to a good complaint system:
·
Easy to access. Employee should be able to access the
system and present a complaint with ease. (For example, in a three-shift
company, don't have only one person who can take complaints, leaving two shifts
without a contact person.)
·
Multi-channel. All systems need more than one
channel, partly to grant ease of access, but primarily so that if one channel
is the person doing the harassing, the employee will have another option.
·
Well-publicized. Make sure that all employees are
trained on how to use the system. Document the training sessions.
·
Up to date. It is surprisingly easy for complaint
systems, especially if not used often, to become obsolete. For example, the
employee calls the number listed for complaints and hears, "He's no longer
here" or "This line is out of service."
·
Confidential to the degree possible. It should be easy to file a complaint
privately. However, in general, do not promise complete confidentiality to a
complainant, because you're not likely to be able to keep that promise if you
will be doing an investigation.
·
No retaliation. Employees won't use the system unless
they are confident their job, standing, and future with the company will not be
adversely affected because they have come forward with a harassment complaint.
In particular, they need to be certain they will be treated fairly when making
a complaint against a person in authority (their supervisor, etc.).
Only the First Step
Remember, accepting the complaint is only the first step. Once complaints
are received, you need quick follow-up, with an investigation, if necessary,
and discipline or other action (changing locations, reporting relationships,
etc.) as dictated by the situation.
Lots of Complaints a Good Sign
If you get a lot of complaints, that's sort of the good news--the program is
reaching its audience and providing an internal mechanism that is
well-perceived by employees. If complaints are handled fairly and efficiently,
trust will be built. Morale will go up, valuable employees who might otherwise
leave as the result of harassment will be retained, and lawsuits will be
avoided.
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